Current Breast Cancer Landscape and Targeted Therapies for HER2 Overexpression

Evolving Paradigms, The Expanding Continuum of Care in Metastatic Breast Cancer,

Breast cancer is the most common cancer that affects women, with estimates that it will account for 30% of all new cancer diagnoses in women in 2020. As the most commonly overexpressed receptor in breast cancer, HER2 is amplified or overexpressed in about 15% of breast cancers, leading to dysregulated cell proliferation. This article explores the current breast cancer landscape, with a focus on emerging HER2-targeted therapies, and discusses the unmet needs within the treatment landscape.

Breast cancer is the most common cancer that affects women, with estimates that it will account for 30% of all new cancer diagnoses in women in 2020.1 Among women in the United States, it is also the second leading cause of cancer-related death after lung cancer.1 In 2019, at least 3.8 million women in the United States had a history of past or current breast cancer and an estimated 268,600 new cases of invasive breast cancer were diagnosed.2 An additional 48,100 estimated new cases of ductal carcinoma in situ (DCIS) were diagnosed in 2019.2

With so many affected, it is important to provide women with treatment that eradicates local and regional disease and reduces the risk of metastatic recurrence.3,4 To this end, breast cancer is viewed as a group of diseases that are divided into 4 molecular subtypes based on the presence of biomarkers including estrogen receptor (ER), progesterone receptor (PR), and HER2.5 Molecular characterization provides useful information about prognosis and treatment decisions.6 Local and regional eradication can be achieved through surgery, and systemic therapy can reduce the risk of metastatic recurrence.3,4 After local treatment, different adjuvant therapies may be employed depending on the features of the tumor (eg, size, activity of lymph nodes, grade, ER/PR status, and HER2 status). Systemic therapies include endocrine therapy, chemotherapy, and targeted therapy. Standard endocrine therapies include tamoxifen or an aromatase inhibitor. Preferred chemotherapy regimens include doxorubicin/cyclophosphamide (AC) followed by paclitaxel, as well as docetaxel and cyclophosphamide. Preferred agents for HER2-targeted therapy include trastuzumab and pertuzumab.4

Despite the multitude of treatment options, there is still a great need to identify new pathways to target and to develop therapeutic agents for individuals who are unresponsive or are not candidates for standard therapies. After a brief overview of the disease and its subtypes, this review will discuss the standard and emerging therapeutic options, with a focus on targeted therapies for HER2 overexpression, and highlight the challenges and unmet needs within the treatment landscape.

Disease Overview and Prognosis

Breast cancer primarily affects women 50 years and older (82% of diagnoses), with diagnosis occurring at a median age of 62 years.2 The lifetime risk of diagnosis for women is 13% and about one-third of postmenopausal cases are associated with risk factors that may be modifiable, including postmenopausal obesity, hormone replacement therapy after menopause, sedentary lifestyle, alcohol use, and not breastfeeding.2,5 Other risk factors include genetic predisposition, a family history of breast cancer in a first-degree relative, early menarche (< 11 years), late menopause (≥ 55 years), late age at first pregnancy (> 30 years), mammographically dense breasts, and breast diseases such as DCIS, lobular carcinoma in situ, or atypical hyperplasia.5

The American Cancer Society (ACS) recommends regular screening by mammography for women with an average risk of breast cancer starting at age 45 years.7 Typically, early breast cancer does not have symptoms and it is diagnosed during routine screening.1 If there are symptoms, it is generally a painless lump that is noticed by the woman.1,5 On a mammogram, breast cancer appears as a calcification.8 If cancer is suspected, a core needle biopsy, or less commonly a surgical biopsy, is performed for microscopic analysis of the tissue.5 Other imaging techniques such as ultrasonography or MRI may also be used to further characterize the mass.8

The prognosis for breast cancer varies depending on the stage.2 Between 2009 and 2015, the 5-year overall survival (OS) rate was 98% for stage I, 92% for stage II, 75% for stage III, and 27% for stage IV.2 By race/ethnicity, survival is highest for Asian/Pacific Islanders and lowest for Blacks.2 Although the high survival rate for Asian/Pacific Islanders may be overestimated due to incomplete cancer registry data, racial disparities in survival rate are associated with a combination of factors including reduced access to prevention, detection, and treatment services, higher prevalence of health conditions such as obesity, and later stage at diagnosis.5 Prognosis also varies according to the molecular subtype (detailed below).

Biomarker Testing and Subtypes

Due to their clinical and prognostic utility of biomarkers, the American Joint Committee on Cancer and the National Comprehensive Cancer Network (NCCN) recommend testing breast cancer for them to determine if the disease is positive for HER2 (HER2 +) or for the hormone receptors (HRs) ER and PR.4,5,9 The levels of ER, PR, and HER2 are evaluated using immunohistochemistry. The sample is considered HR+ if ≥ 1% of cells are positive for ER and/or PR, and it is considered HER2 + if > 10% of cells exhibit intense staining.4,10,11

The 4 main molecular subtypes of breast cancer are triple negative, HR +/HER2-negative, HR + /HER2 +, and HR-negative/HER2 +.5 Triple-negative breast cancer (TNBC) is so termed because it is negative for ER, PR, and HER2.5 This subtype is more prevalent in women who have a BRCA1 gene mutation and is associated with a more aggressive clinical course, poorer prognosis, and a higher risk of relapse.5,12,13 The 5-year survival rate for TNBC is 77%.5 TNBC lacks a receptor target and thus chemotherapy is used for systemic adjuvant treatment.4,5,14 HR +/HER2-negative is the most common breast cancer.14 It is associated with a favorable prognosis (5-year survival rate of 92%) because this type grows slowly and is less aggressive.5 Systemic adjuvant treatment of these cancers usually involves endocrine therapy either alone or in combination with chemotherapy.4 HR +/HER2 + cancers account for about 10% of all breast cancers and are typically treated with a systemic adjuvant combination treatment consisting of endocrine therapy, chemotherapy, and a HER2-targeted therapy.4,14 HR +/HER2 + has a 5-year survival rate of 89%.5 HR-negative/HER2 + was historically the most aggressive of the subtypes but prognosis has improved to a 5-year survival rate of 83% with the advent of HER2-targeted therapies.5,9 This type is treated systemically with a combination of chemotherapy and targeted anti-HER2 therapy.4 HR-negative/HER2 + is the focus of the remainder of this review.

HER2+ Breast Cancer

HER2 is a tyrosine kinase receptor of the ErbB family and is associated with cell signaling pathways that lead to cell proliferation, differentiation, and inhibition of apoptosis.15 As the most commonly overexpressed receptor in breast cancer, HER2 is amplified or overexpressed in about 15% of breast cancers, leading to dysregulated cell proliferation.15-17 HER2 potently activates downstream pathways that are involved in tumor growth, thus its expression levels directly correlate with invasion and prognosis of breast cancer.18 For these reasons, HER2 has been employed as a molecular target for the development of new therapies over the last 20 years.18 Although HER2 + breast cancers grow faster and are more invasive than other types, they are generally responsive to anti-HER2 therapy, which has improved prognosis.5,18

Therapeutic Overview: Standards of Care and New Innovations in Therapy

For patients with HER2 + breast cancer, HER2-targeted therapy is recommended. The preferred regimen is AC followed by paclitaxel with trastuzumab. Docetaxel, carboplatin, and trastuzumab (TCH) may also be used as a preferred regimen. Other regimens include AC followed by docetaxel and trastuzumab or docetaxel plus trastuzumab. Pertuzumab may also be incorporated into these adjuvant regimens if it was not used during neoadjuvant therapy. For metastatic breast cancer, the NCCN recommends pertuzumab plus trastuzumab in combination with a taxane (docetaxel or paclitaxel).4 Other regimens for metastatic breast cancer include ado-trastuzumab emtansine.4 Standard and other approved HER2-targeted therapies are discussed in more detail below, and the data for these agents are summarized in



Trastuzumab (Herceptin; Genentech) is the foundation for treatment of HER2 + breast cancer. It is a humanized immunoglobulin G1 kappa monoclonal antibody (mAb) that was first approved by the FDA in 1998 and has been shown in several clinical trials to significantly improve disease-free survival (DFS) and OS.4,16,33 The National Surgical Adjuvant Breast and Bowel Project B-31 trial (NCT00004067) compared a chemotherapy regimen of 4 cycles of AC followed by weekly paclitaxel for 12 weeks with the same chemotherapy regimen plus 1 year of trastuzumab starting on the first day of paclitaxel treatment.19 The North Central Cancer Treatment Group N9831 trial (NCT00005970) compared 3 regimens: 4 cycles of AC followed by weekly paclitaxel for 12 weeks (group A), completion of the group A regimen followed by 1 year of trastuzumab, or completion of the group A regimen with 1 year of trastuzumab beginning on day 1 of paclitaxel therapy. The results of the B-31 and N9831 trials were analyzed together for a combined total of 1679 women in the control group and 1672 women in the trastuzumab group. The median follow-up was 2 years and individuals in the trastuzumab group had a higher rate of DFS compared with the control group (hazard ratio [HazR], 0.48; 95% CI, 0.39-0.59; P < .0001). Additionally, the risk of death was improved by about one-third (HazR, 0.67; 95% CI, 0.48 - 0.93; P = .015).19

The HERA trial (NCT00045032) was conducted in women who had received surgery and completed 4 cycles of adjuvant chemotherapy. After completion of this regimen, the study compared clinical observation alone (n = 1693) with an additional 1 year of trastuzumab (n = 1694) or 2 years of trastuzumab (n = 1694). After a median follow-up of 1 year, the combined 1-year and 2-year trastuzumab group had a higher rate of DFS compared with the observation group, with 127 DFS events occurring in the trastuzumab group compared with 220 in the observation group (HazR, 0.54; 95% CI, 0.43 - 0.67; P < .0001).20

In these studies, the use of adjuvant trastuzumab with anthracycline-based regimens (eg, doxorubicin) was associated with an increased incidence of congestive heart failure.19,20 Thus, the BCIRG 006 study additionally investigated a nonanthracycline, trastuzumab-based regimen (group 3) and compared 3 groups: 4 cycles of doxorubicin and cyclophosphamide followed by docetaxel (AC-T) every 3 weeks for 4 doses (group 1), AC-T followed by 1 year of trastuzumab starting with the first dose of docetaxel (group 2), and 6 cycles of docetaxel plus carboplatin with concurrent trastuzumab (TCH) followed by trastuzumab for 34 weeks. Both trastuzumab groups saw improvement in DFS and OS compared with the standard AC-T therapy. The 5-year rate of DFS for the AC-T plus trastuzumab group was 84% (HazR, 0.64; P < .001); OS was 92% (HazR, 0.63; P < .001). For TCH, the 5-year DFS rate was 81% (HazR, 0.75; P = .04) and OS was 91% (HazR, 0.77; P = .04). There was no statistical difference between the 2 trastuzumab groups; however, the BCIRG 006 study was not powered to compare them. The incidence of congestive heart failure was 5 times higher in the AC-T plus trastuzumab group compared with the TCH group (P < .001).21

The Finland Herceptin (FinHer) study (ISRCTN76560285) investigated the efficacy and safety of a brief course of a single chemotherapy agent coadministered with trastuzumab. Three cycles of docetaxel with or without trastuzumab followed by 3 cycles of fluorouracil, epirubicin, and cyclophosphamide (FEC) were compared with 3 cycles of vinorelbine with or without trastuzumab followed by FEC. Patients who were treated with trastuzumab tended to have improved DFS (HazR, 0.57; 95% CI, 0.33-0.99, P = .047). The brief course of trastuzumab and chemotherapy was not associated with a higher incidence of cardiac adverse events (AEs).22

Independent of ER status, the clinical trials with adjuvant trastuzumab have all demonstrated improvements to DFS that were clinically significant. Additionally, the B31, N9831, and Herceptin Adjuvant (HERA) trials also demonstrated clinically significant improvements in OS.4The most common AEs (≥ 5%) were headache, diarrhea, nausea, and chills.33


Pertuzumab (Perjeta; Genentech) is a recombinant humanized mAb that binds to HER2 and prevents it from forming a dimer with other HER receptors.25,34 Because pertuzumab binds HER2 at a different epitope than trastuzumab, it acts through complementary mechanisms to stimulate antibody-dependent cell-mediated cytotoxicity, and together pertuzumab plus trastuzumab have greater anti­tumor activity compared with either agent independently.25,34 Pertuzumab is indicated for use in combination with trastuzumab and docetaxel to treat patients with HER2 + metastatic breast cancer (MBC). It is also indicated in combination with trastuzumab and chemotherapy for adjuvant treatment of HER2 + early breast cancer with a high risk of recurrence, as well as for neoadjuvant therapy for HER2 + early, advanced, or inflammatory breast cancer.25

The efficacy and safety of pertuzumab were evaluated in multiple clinical trials. The CLEOPATRA trial (NCT00567190) was a phase 3 trial that compared pertuzumab plus trastuzumab plus docetaxel with a placebo and trastuzumab plus docetaxel to treat MBC.23 A clinically significant improvement in progression-free survival (PFS) was observed in the pertuzumab group (HazR, 0.62; 95% CI, 0.51 - 0.75; P < .001).23,25 For pertuzumab plus trastuzumab plus docetaxel, the most common grade 3-4 AEs were neutropenia, febrile neutropenia, leukopenia, diarrhea, peripheral neuropathy, anemia, asthenia, and fatigue.25

NeoSphere (NCT00545688) was a phase 2 trial that assessed the neoadjuvant activity of pertuzumab by comparing 4 groups: trastuzumab plus docetaxel, pertuzumab plus trastuzumab plus docetaxel, pertuzumab plus trastuzumab (no chemotherapy), and pertuzumab plus docetaxel.24,25 The combination of chemotherapy with both mAbs was more efficacious than chemotherapy with only 1 mAb. Compared with trastuzumab plus docetaxel alone, treatment with pertuzumab plus trastuzumab plus docetaxel resulted in significant improvement to pathological complete response (29% vs 46%; P = .0141).24 The most common grade 3-4 AEs in the NeoSphere trial were similar to those of the CLEOPATRA trial and included neutropenia, febrile neutropenia, leukopenia, and diarrhea.25

The APHINITY trial (NCT01358877) investigated the efficacy of adding pertuzumab to an adjuvant therapy of trastuzumab plus chemotherapy.26 Compared with placebo, adding pertuzumab significantly improved the 3-year rate of invasive DFS from 93% to 94% (HazR, 0.81; 95% CI, 0.66-1.00; P = .045).26 The most common grade 3-4 AEs included neutropenia, febrile neutropenia, diarrhea, decreased neutrophil count, anemia, decreased white blood cell count, leukopenia, fatigue, nausea, and stomatitis.25 The data from these clinical trials with pertuzumab demonstrate that it improves outcomes when used with trastuzumab.

Antibody-Drug Conjugates

Antibody-drug conjugates (ADCs) are composed of a recombinant mAb and a cytotoxic drug, bound by a synthetic link.35 The antibody binds to a specific marker on the surface of the cancer cell and is internalized. The drug is then released inside the cell to exert its cytotoxic effect.35

Ado-trastuzumab emtansine (T-DM1; Kadcyla; Genetech) is an ADC indicated to treat patients with HER2 + MBC who previously received trastuzumab and a taxane (separately or in combination). It is also indicated as an adjuvant treatment for patients who have residual invasive disease after neoadjuvant taxane and trastuzumab-based treatment for HER2 + early breast cancer.27 Its safety and efficacy were evaluated in 2 clinical trials: EMILIA (NCT00829166) and KATHERINE (NCT01772472).27,28 T-DM1 with lapatinib plus capecitabine in patients with metastatic HER2 + breast cancer who were treated previously with trastuzumab and a taxane chemotherapy agent were compared in the phase 3 EMILIA trial.28 Compared with the PFS for lapatinib plus capecitabine (6 months), treatment with T-DM1 significantly improved PFS to 10 months (HazR, 0.65; 95% CI, 0.55-0.77; P < .001).28 The KATHERINE trial assessed the safety and efficacy of T-DM1 in patients with HER2 + early breast cancer who had received neoadjuvant therapy with a taxane and trastuzumab. In addition to concurrent radiotherapy and/or hormone therapy, participants received either T-DM1 or trastuzumab. The invasive DFS at a median follow-up of 40 months showed a significant improvement for patients treated with T-DM1 compared with trastuzumab (12% vs 22%; HazR, 0.50; 95% CI, 0.39-0.64; P < .0001).27

Trastuzumab deruxtecan (DS-8201; Enhertu; Daiichi-Sankyo and AstraZeneca) is another ADC that consists of an anti-HER2 antibody conjugated to a topoisomerase inhibitor. It is indicated to treat adult patients with metastatic or unresectable breast cancer who have previously received 2 or more anti-HER2 treatments in the metastatic setting.36 In the phase 2 DESTINY-Breast01 trial (NCT03248492), DS-8201 was evaluated in patients with HER2 + metastatic or unresectable breast cancer and had already been treated with T-DM1. The confirmed response rate was 61% (n = 84) among patients who received the recommended dose of 5.4 mg/kg of DS-8201. The median PFS was 16 months (95% CI, 13 to not reached). The most common AEs (grade ≥ 3) were decreased neutrophil count, anemia, nausea, decreased white blood cell count, and fatigue.29

Kinase Inhibitors

A kinase inhibitor is a small molecule compound that binds to the ATP-binding domain of a tyrosine kinase receptor such as HER2. It therefore competes with ATP, which inhibits the enzyme’s phosphorylation activity.15

Lapatinib (Tykerb; Novartis) is a kinase inhibitor that binds to HER2 and to EGFR ErbB1, and inhibits growth stimulated by these pathways. A phase 3 trial evaluated the safety and efficacy of lapatinib in combination with capecitabine in patients with locally advanced or MBC that progressed after an initial treatment with anthracyclines, taxanes, or trastuzumab. Compared with capecitabine alone, lapatinib plus capecitabine lowered the risk of progression by 43% (HazR, 0.57; 95% CI, 0.43-0.77; P = .00013). The most common grade 3-4 AEs were diarrhea and palmar-plantar erythrodysesthesia syndrome. Lapatinib is indicated in combination with either capecitabine, for patients who received prior therapy with a taxane, anthracycline, or trastuzumab for HER2 + advanced or MBC; or with letrozole, to treat postmenopausal women with HR +/HER2 + MBC with an indication to receive hormone therapy.30

Neratinib (Nerlynx; Puma Biotechnology) is another kinase inhibitor that is indicated as a single agent for adjuvant treatment of HER2 + early breast cancer following adjuvant trastuzumab treatment. It is also indicated in combination with capecitabine to treat HER2 + advanced or MBC in adults who have previously received 2 or more anti-HER2 treatments.37 After a median follow-up of about 5 years, the results of the ExteNET phase 3 trial (NCT00878709) showed that patients who received neratinib rather than placebo after standard trastuzumab-based adjuvant therapy experienced significantly fewer invasive DFS survival events (HazR, 0.73; 95% CI, 0.57-0.92; P = .0083). For patients who received neratinib, the 5-year invasive DFS rate was 90% (95% CI, 88.3%-91.8%) vs 88%(95% CI, 85.7%-89.4%) for those who received placebo.31

Another kinase inhibitor, tucatinib (Tukysa; Seattle Genetics), was approved by the FDA in 2020 in combination with capecitabine and trastuzumab to treat unresectable or metastatic HER2 + breast cancer. This indication includes patients with brain metastases.38 In patients with HER2 + MBC who had already received treatment with trastuzumab, pertuzumab, and T-DM1, the HER2CLIMB trial (NCT02614794) evaluated tucatinib in combination with capecitabine and trastuzumab. Compared with the group treated with capecitabine and trastuzumab alone (n = 202), the tucatinib treatment group (n = 410) demonstrated a 46% lower risk of disease progression or death at 1 year (HazR, 0.54; 95% CI, 0.42-0.71; P < .001). For patients with brain metastases, this risk reduction was even greater at 52% (HazR, 0.48; 95% CI, 0.34-0.69; P < .001). The PFS at 1 year was favorable for the tucatinib treatment group at 33% compared with 12% for the placebo/combination group (HazR, 0.54; 95% CI, 6.0-0.9; P < .001). The most common AEs (grade ≥ 3) included palmar-plantar erythrodysesthesia syndrome, diarrhea, elevations in alanine aminotransferase and aspartate aminotransferase levels, and fatigue.32

Unmet Needs of HER2-Positive Breast Cancer

Although approved targeted therapies are effective to treat HER2 + breast cancer, there are still several challenges. The effectiveness of these targeted therapies is limited by the rapid development of resistance.16 Resistance develops through redundancy in signaling or alternative survival pathways that reactivate the HER2 pathway or its downstream signaling. These mechanisms include as follows39:

  • activating compensatory pathways within the HER family such as HER3;
  • activating other receptor tyrosine kinases or membrane receptors outside the HER family, such as insulin-like growth factor 1 receptor;
  • hyperactivating the P13K/AKT/mTOR pathway through decreased levels of tumor suppressor genes such as PTEN or INPP4-B; and
  • activating mutations in the PIK3CA gene for the catalytic subunit of phosphatidylinositol-4,5 bisphosphate 3-kinase.

Drug toxicity is another challenge for HER2 + breast cancer therapies. Trastuzumab and pertuzumab as well as ADCs that target HER2 are associated with cardiotoxicity that results in left ventricular cardiac dysfunction.25,27,33,36 Some trials, such as FinHer, have evaluated shorter courses of trastuzumab in order to limit cardiotoxicity, but the results from other trials have demonstrated that the standard 1-year course of trastuzumab yields greater benefits.22,40 Thus, cardiotoxicity persists as an important consideration with standard treatments for HER2 + breast cancer.

High per-patient costs pose another challenge to effective treatment of HER2 + breast cancer. The monthly cost of trastuzumab and pertuzumab are $4573 and $5673, respectively. Recent estimates indicate that the per-patient cost for an entire course of mAb treatment is $191,600. Although the estimated per-patient cost for a course of T-DM1 is lower, it is still high at $102,096.41 These costs may limit treatment access for patients in some demographic groups.

Emerging Therapeutics in HER2-Positive Breast Cancer

New therapies are in development to overcome resistance and improve toxicity. These include new mAbs, kinase inhibitors, ADCs, and immunotherapies. Agents that are being evaluated in phase 2 or 3 clinical trials are listed in



Breast cancer is the most common cancer affecting women, and in 2019, at least 3.8 million women in the United States had a history of past or current breast cancer.1,2 It is usually diagnosed during screening by mammography, which starts at age 45 years as recommended by the ACS.1,7 A core needle biopsy is performed and the tissue is tested for biomarkers such as ER, PR, and HER2. Breast cancers that are positive for HER2 grow faster and are more invasive than other types. Prognosis for HER2 + breast cancer has improved due to the use of standard anti-HER2 therapies such as trastuzumab and pertuzumab. However, the development of resistance that reactivates the HER2 pathway or downstream signaling has limited the efficacy of targeted therapies against HER2. Additionally, these agents are associated with unfavorable drug toxicity and high costs. Thus, there is a great need to develop new drugs to overcome these challenges. Many agents such as anti-HER2 antibodies, kinase inhibitors, ADCs, and immunotherapies are currently being evaluated in phase 2 or 3 of clinical trials and are being investigated as novel therapies to treat HER2 + breast cancer.


Medical writing support was provided by Jessie Filer, PhD, and Kristen L. Phiel, MS, at PhiMed Communications, LLC.


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